Xu, Xiao (SFC:ATL670) 徐霄

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allfunds Hong Kong Limited	RO	Dealing in securities	2021-05-04	-
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2009-07-29	2010-07-24
	Rep	Dealing in securities	2009-07-29	2010-07-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allfunds Hong Kong Limited	RO	Dealing in securities	2021-05-04	-
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2009-07-29	2010-07-24
	Rep	Dealing in securities	2009-07-29	2010-07-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.