Personnel SFC Licences and HKMA Registrations (ID 128315)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2014-09-29	-
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2009-08-10	2010-03-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.