| Legend Arb Advisors Limited | Rep | Advising on futures contracts | 2020-06-29 | 2021-12-01 |
| Rep | Advising on securities | 2020-06-29 | 2021-12-01 |
| Rep | Asset management | 2020-06-29 | 2021-12-01 |
| Celera Markets Limited | RO | Dealing in futures contracts | 2018-02-08 | 2020-01-02 |
| RO | Dealing in securities | 2018-02-08 | 2020-01-02 |
| Liquid Capital Markets Hong Kong Limited | RO | Dealing in futures contracts | 2013-12-23 | 2016-12-21 |
| Liquid Capital Securities Hong Kong Limited | RO | Dealing in futures contracts | 2010-06-09 | 2010-07-23 |
| RO | Dealing in securities | 2010-06-09 | 2010-07-23 |
| Liquid Capital Markets Hong Kong Limited | RO | Dealing in futures contracts | 2009-10-29 | 2012-06-01 |
| RO | Dealing in securities | 2009-10-29 | 2012-06-01 |