Personnel Hong Kong SFC License Details (ID 128322)

Personnel Hong Kong SFC License Details (ID 128322)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Anbang Capital (Hong Kong) Co. Limited	RO	Advising on corporate finance	2014-07-16	2016-09-12
	RO	Advising on securities	2014-07-16	2016-09-12
	RO	Dealing in securities	2014-07-16	2016-09-12
	Rep	Advising on corporate finance	2014-05-13	2014-07-16
	Rep	Advising on securities	2014-05-13	2014-07-16
	Rep	Dealing in securities	2014-05-13	2014-07-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2009-08-03	2011-09-03
	Rep	Advising on securities	2009-08-03	2011-09-03
	Rep	Dealing in securities	2009-08-03	2011-09-03