Li, Hiu Yan (SFC:ATM268) 李曉欣

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ATHENA WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2013-03-18	-
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2012-10-08	2012-11-07
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-03	2010-09-13
	Rep	Advising on securities	2009-08-31	2010-06-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ATHENA WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2013-03-18	-
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2012-10-08	2012-11-07
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-03	2010-09-13
	Rep	Advising on securities	2009-08-31	2010-06-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.