Personnel Hong Kong SFC License Details (ID 12834478)

Personnel Hong Kong SFC License Details (ID 12834478)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Asset management	2025-03-31	2026-03-31
	Rep	Dealing in securities	2025-03-31	2026-03-31
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Asset management	2025-03-31	2026-03-31
	Rep	Dealing in securities	2025-03-31	2026-03-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-03-13	2026-03-31
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2025-03-13	2026-03-31
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2018-03-08	2024-12-04