Personnel Hong Kong SFC License Details (ID 128349)

Personnel Hong Kong SFC License Details (ID 128349)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
De Riva Asia Limited	Rep	Dealing in futures contracts	2011-03-14	2011-07-01
	Rep	Dealing in securities	2011-03-14	2011-07-01
Macquarie Asia Securities Limited	Rep	Dealing in futures contracts	2010-09-27	2011-02-16
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2010-09-27	2011-02-16
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-08-10	2009-09-10
Merrill Lynch Far East Limited	Rep	Dealing in securities	2009-08-10	2009-09-10
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-08-10	2009-09-10