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Davies, Robert John (SFC:BMM340) Hong Kong SFC License Details (ID 12838474)
Davies, Robert John (SFC:BMM340)
SFC ID:
BMM340
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Advising on securities
2018-03-09
2018-03-16
Rep
Dealing in securities
2018-03-09
2018-03-16