Chen, Pinzhu 陳品竹

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC International Capital Limited	Rep	Advising on corporate finance	2026-04-27	-
	Rep	Dealing in securities	2026-04-27	-
AUSTRAX CAPITAL LIMITED	Rep	Advising on corporate finance	2018-03-12	2020-04-04
	Rep	Dealing in securities	2018-03-12	2020-04-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC International Capital Limited	Rep	Advising on corporate finance	2026-04-27	-
	Rep	Dealing in securities	2026-04-27	-
AUSTRAX CAPITAL LIMITED	Rep	Advising on corporate finance	2018-03-12	2020-04-04
	Rep	Dealing in securities	2018-03-12	2020-04-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.