Lee, Suet Yee (SFC:BMM428) 李雪怡

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNCB (Hong Kong) Capital Limited	Rep	Advising on corporate finance	2023-02-14	-
	Rep	Advising on securities	2023-02-14	-
	Rep	Dealing in securities	2023-02-14	-
AUSTRAX CAPITAL LIMITED	Rep	Advising on corporate finance	2018-03-12	2022-08-18
	Rep	Dealing in securities	2018-03-12	2022-08-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNCB (Hong Kong) Capital Limited	Rep	Advising on corporate finance	2023-02-14	-
	Rep	Advising on securities	2023-02-14	-
	Rep	Dealing in securities	2023-02-14	-
AUSTRAX CAPITAL LIMITED	Rep	Advising on corporate finance	2018-03-12	2022-08-18
	Rep	Dealing in securities	2018-03-12	2022-08-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.