Personnel SFC Licences and HKMA Registrations (ID 12844479)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KAISER CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2020-02-26	-
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2018-03-12	-
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2018-03-12	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.