Personnel Hong Kong SFC License Details (ID 128445)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-02-23	2014-06-30
	Rep	Advising on securities	2012-02-23	2014-06-30
	Rep	Dealing in securities	2012-02-23	2014-06-30
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2009-08-20	2010-05-08
	Rep	Advising on securities	2009-08-20	2010-05-08
	Rep	Dealing in securities	2009-08-20	2010-05-08