Personnel Hong Kong SFC License Details (ID 128447)

Personnel Hong Kong SFC License Details (ID 128447)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RC Futures Advisory Limited	RO	Advising on securities	2019-11-01	2022-12-31
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-10-24
	Rep	Dealing in securities	2015-04-29	2017-10-02
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-08-24	2010-10-04
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2009-08-24	2010-10-04
	Rep	Dealing in securities	2009-08-24	2010-10-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-08-24	2010-10-04