Personnel Hong Kong SFC License Details (ID 128462)

Personnel Hong Kong SFC License Details (ID 128462)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
oOo Securities (HK) Group Limited	RO	Advising on corporate finance	2016-09-19	2021-08-24
	RO	Advising on securities	2016-05-26	2021-08-24
	RO	Dealing in securities	2016-05-26	2021-08-24
	Rep	Advising on securities	2016-03-11	2016-05-26
	Rep	Dealing in securities	2016-03-11	2016-05-26
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2015-12-01
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2009-08-21	2011-04-04
	Rep	Dealing in securities	2009-08-21	2011-04-04