Personnel SFC Licences and HKMA Registrations (ID 12847775)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2024-10-22	-
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2018-11-06	2024-09-30
BOCI RESEARCH LIMITED	Rep	Advising on securities	2018-03-13	2018-10-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.