Personnel SFC Licences and HKMA Registrations (ID 12847787)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Providing automated trading services	2026-01-07	-
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2024-06-07	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Dealing in securities	2024-06-07	-
	Rep	Providing automated trading services	2022-07-28	2026-01-07
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2018-03-13	2024-06-07
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-03-13	-
	Rep	Dealing in securities	2018-03-13	2024-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.