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Shum, Yu 沈裕 Hong Kong SFC License Details (ID 128501)
Shum, Yu 沈裕
SFC ID:
ATP169
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
IPP Financial Advisers Limited
Rep
Advising on securities
2012-06-29
-
Rep
Dealing in securities
2012-06-29
-
oOo Securities (HK) Group Limited
Rep
Advising on securities
2009-09-28
2011-01-02