Personnel SFC Licences and HKMA Registrations (ID 128501)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IPP Financial Advisers Limited	Rep	Advising on securities	2012-06-29	-
	Rep	Dealing in securities	2012-06-29	-
oOo Securities (HK) Group Limited	Rep	Advising on securities	2009-09-28	2011-01-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.