| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | RO | Advising on securities | 2018-03-15 | - |
| RO | Dealing in securities | 2018-03-15 | - | |
| KGI Asset Management Limited | RO | Advising on securities | 2018-03-15 | - |
| RO | Asset management | 2018-03-15 | - | |
| RO | Dealing in securities | 2018-03-15 | 2025-07-03 | |
| KGI CAPITAL ASIA LIMITED | RO | Advising on securities | 2018-03-15 | - |
| RO | Dealing in securities | 2018-03-15 | - | |
| RO | Advising on corporate finance | 2018-03-15 | 2022-05-11 | |
| KGI FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2018-03-15 | - |
| RO | Dealing in futures contracts | 2018-03-15 | - |