Personnel Hong Kong SFC License Details (ID 128569)

Personnel Hong Kong SFC License Details (ID 128569)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trend Up Investment (HK) Limited	RO	Dealing in securities	2025-08-07	-
	RO	Advising on securities	2024-01-25	-
	RO	Asset management	2024-01-25	-
Pando Finance Limited	RO	Advising on securities	2022-05-10	2023-06-04
	RO	Asset management	2022-05-10	2023-06-04
	RO	Dealing in securities	2022-05-10	2023-06-04
Renascence Capital Limited (HK)	RO	Advising on securities	2020-09-07	2021-04-30
	RO	Asset management	2020-09-07	2021-04-30
GRAND VIEW SECURITIES LIMITED	RO	Dealing in securities	2019-11-01	2020-08-31
ALL WELL CAPITAL LIMITED	Rep	Advising on securities	2017-09-20	2020-08-31
	Rep	Asset management	2017-09-20	2020-08-31
GRAND VIEW SECURITIES LIMITED	Rep	Dealing in securities	2017-02-13	2019-11-01
IRIDIUM CAPITAL LIMITED (HK)	Rep	Advising on securities	2016-08-25	2016-09-15
	Rep	Asset management	2016-08-25	2016-09-15
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-10-26	2016-04-05
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2012-10-26	2016-04-05
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-09-09	2010-09-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-09-09	2010-09-04