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Personnel Hong Kong SFC License Details (ID 128624)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BGC SECURITIES (HONG KONG) LLC
Rep
Dealing in securities
2020-07-15
2020-09-07
OnePlatform Asset Management Limited
Rep
Advising on securities
2009-09-18
2010-04-16