Personnel SFC Licences and HKMA Registrations (ID 128640)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AUREUM INFINITY CAPITAL LIMITED	Rep	Advising on securities	2026-05-07	-
	Rep	Asset management	2026-05-07	-
	Rep	Dealing in securities	2026-05-07	-
Success Securities Limited	Rep	Dealing in securities	2010-06-17	2011-08-22
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2009-10-16	2010-05-24
Emperor Wealth Management Limited	Rep	Dealing in securities	2009-10-16	2010-05-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.