Personnel Hong Kong SFC License Details (ID 128642)

Personnel Hong Kong SFC License Details (ID 128642)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lion Futures Limited	RO	Advising on futures contracts	2019-07-19	2021-11-30
CHINA TIMES SECURITIES LIMITED	RO	Dealing in futures contracts	2018-07-10	2018-10-04
	Rep	Dealing in futures contracts	2018-04-18	2018-07-10
	Rep	Dealing in securities	2018-04-18	2018-10-04
LT Finance Management Limited	RO	Advising on futures contracts	2016-08-12	2018-03-19
LT Securities Limited	RO	Dealing in futures contracts	2016-08-12	2018-03-19
	Rep	Dealing in securities	2012-02-15	2018-03-19
	Rep	Dealing in futures contracts	2011-11-01	2016-08-12
All Options Hong Kong Limited	Rep	Dealing in futures contracts	2009-09-24	2010-12-31
	Rep	Dealing in securities	2009-09-24	2010-12-31