| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Asset management | 2025-01-06 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2018-08-17 | 2020-03-17 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-07-30 | 2020-03-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2018-07-30 | 2020-03-17 |
| Rep | Dealing in securities | 2018-07-30 | 2020-03-17 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2018-04-26 |
| Rep | Dealing in securities | 2016-10-11 | 2018-04-26 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-09-24 | 2018-04-26 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-24 | 2016-10-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-09-24 | 2016-10-10 |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2012-10-09 | 2013-05-25 |
| Rep | Providing automated trading services | 2011-10-28 | 2013-05-25 | |
| Rep | Dealing in futures contracts | 2011-10-28 | 2013-05-25 | |
| Rep | Dealing in securities | 2011-10-28 | 2013-05-25 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-10-28 | 2013-05-25 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-10-05 | 2011-04-13 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-10-05 | 2011-04-13 |
| Rep | Dealing in securities | 2009-10-05 | 2011-04-13 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-10-05 | 2011-04-13 |
No HKMA registrations in the collected records.