Personnel Hong Kong SFC License Details (ID 128700)

Personnel Hong Kong SFC License Details (ID 128700)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunrui Asset Management Limited	RO	Advising on securities	2025-09-11	-
	RO	Asset management	2025-09-11	-
N Plus Capital Limited	RO	Advising on securities	2021-03-31	2024-10-31
	RO	Asset management	2021-03-31	2024-10-31
Pacific Sun Advisors Limited	RO	Advising on securities	2019-08-15	2020-12-01
	Rep	Advising on securities	2019-06-17	2019-08-15
	RO	Asset management	2019-06-17	2020-12-01
	Rep	Asset management	2019-06-11	2019-06-17
Duo Asset Management Limited	RO	Asset management	2018-08-29	2019-02-14
	Rep	Asset management	2018-07-05	2018-08-29
	RO	Asset management	2018-05-23	2018-06-22
	Rep	Asset management	2017-10-03	2018-05-23
Pacific Sun Advisors Limited	Rep	Asset management	2016-11-10	2017-09-07
	Rep	Advising on securities	2016-09-22	2017-09-07
INTEGRITY FINANCIAL SERVICES LIMITED	Rep	Advising on securities	2009-10-30	2016-09-01