| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SinoPro Securities Limited | RO | Advising on securities | 2024-01-23 | - |
| RO | Asset management | 2024-01-23 | - | |
| RO | Dealing in securities | 2024-01-23 | - | |
| AURUMX CAPITAL (HK) LIMITED | RO | Advising on securities | 2022-06-02 | 2024-01-14 |
| RO | Asset management | 2022-06-02 | 2024-01-14 | |
| EBANG SECURITIES INTERNATIONAL (HK) LIMITED | RO | Dealing in securities | 2022-05-31 | 2024-01-14 |
| Goldhorse Securities Limited | RO | Advising on securities | 2019-04-18 | 2021-09-27 |
| RO | Dealing in securities | 2019-04-18 | 2021-09-27 | |
| WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-04-18 | 2021-03-12 |
| THE CORE SECURITIES COMPANY LIMITED | RO | Advising on securities | 2017-07-17 | 2018-07-28 |
| RO | Asset management | 2017-07-17 | 2018-07-28 | |
| RO | Dealing in securities | 2017-07-17 | 2018-07-28 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2017-05-18 | 2017-07-15 |
| RO | Asset management | 2017-05-18 | 2017-07-15 | |
| RO | Dealing in securities | 2017-05-18 | 2017-07-15 | |
| CHINA ZHONG HENG FINANCE GROUP LIMITED | RO | Advising on securities | 2016-10-20 | 2016-12-31 |
| RO | Asset management | 2016-10-20 | 2016-12-31 | |
| RO | Dealing in securities | 2016-10-20 | 2016-12-31 | |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-07-29 | 2011-03-11 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-29 | 2011-03-11 |
| SSC MANDARIN FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2010-07-02 | 2010-07-02 |
| RO | Advising on securities | 2009-11-04 | 2010-07-02 |
No HKMA registrations in the collected records.