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Tse, Raymond Chun Ming 謝俊明 Hong Kong SFC License Details (ID 128730)
Tse, Raymond Chun Ming 謝俊明
SFC ID:
ATX774
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Standard & Poor's Investment Advisory Services (HK) Limited
Rep
Advising on securities
2010-09-21
2013-10-05
STANDARD & POOR'S, LLC
Rep
Advising on securities
2009-11-11
2010-10-31