| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Tora Trading Services Limited (HK) | Rep | Providing automated trading services | 2018-01-04 | 2026-01-16 |
| Rep | Dealing in futures contracts | 2014-12-16 | - | |
| Rep | Dealing in securities | 2014-12-16 | - | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2014-10-28 | 2014-11-17 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-05-13 | 2014-11-17 |
| Rep | Dealing in securities | 2014-05-13 | 2014-11-17 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-04-03 | 2013-06-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-03-19 | 2010-04-08 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2009-10-13 | 2010-04-08 |
| Rep | Dealing in securities | 2009-10-13 | 2010-04-08 |
No HKMA registrations in the collected records.