Webb-site Legacy

Lau, Cheuk Ki (SFC:ATX970) 劉卓其

SFC ID:ATX970

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2015-03-12	2019-11-01
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2012-07-27	2019-11-01
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-03-23	2019-11-01
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-03-23	2013-01-22
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2012-03-23	2019-11-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2009-10-09	2011-06-22
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2009-10-09	2011-06-22