Personnel Hong Kong SFC License Details (ID 128765)

Personnel Hong Kong SFC License Details (ID 128765)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-08-08	2018-12-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2014-08-08	2021-08-19
	Rep	Dealing in securities	2014-08-08	2021-08-19
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-03-28	2013-04-05
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-03-28	2013-04-05
	Rep	Dealing in securities	2013-03-28	2013-04-05
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-10-14	2010-01-14
Merrill Lynch Far East Limited	Rep	Dealing in securities	2009-10-14	2010-01-14
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-10-14	2010-01-14