Personnel Hong Kong SFC License Details (ID 128774)

Personnel Hong Kong SFC License Details (ID 128774)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-04-29	2015-12-08
	Rep	Asset management	2014-04-29	2015-12-08
	Rep	Dealing in securities	2014-04-29	2015-12-08
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2011-12-07	2012-08-28
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-11-02	2012-08-28
	Rep	Asset management	2011-11-02	2012-08-28
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2009-10-19	2010-09-29