Personnel Hong Kong SFC License Details (ID 128780)

Personnel Hong Kong SFC License Details (ID 128780)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2025-04-22	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2025-04-22	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2025-02-03	2025-02-07
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2025-02-03	2025-02-07
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-11-15	2024-11-22
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2024-11-15	2024-11-22
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-06-14	2024-06-21
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2024-06-14	2024-06-21
Morgan Stanley Asia Limited	Rep	Dealing in securities	2023-05-05	2023-05-12
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2023-05-05	2023-05-12
Morgan Stanley Asia Limited	Rep	Dealing in securities	2018-08-31	2018-09-10
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2018-08-31	2018-09-10
Morgan Stanley Asia Limited	Rep	Dealing in securities	2014-11-14	2014-11-22
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2014-11-14	2014-11-22
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-10-29	2009-11-29
	Rep	Dealing in securities	2009-10-29	2009-11-29