Li, Lei (SFC:AUA255) 李蕾

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2014-03-05	-
	Rep	Dealing in securities	2014-03-05	-
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2013-01-21	2014-02-24
	Rep	Advising on securities	2013-01-21	2014-02-24
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2009-10-27	2010-04-30
	Rep	Dealing in securities	2009-10-27	2010-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2014-03-05	-
	Rep	Dealing in securities	2014-03-05	-
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2013-01-21	2014-02-24
	Rep	Advising on securities	2013-01-21	2014-02-24
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2009-10-27	2010-04-30
	Rep	Dealing in securities	2009-10-27	2010-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.