Personnel Hong Kong SFC License Details (ID 128825)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TULLETT PREBON (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-06-12	2014-03-26
	Rep	Dealing in securities	2012-06-12	2014-03-26
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2009-10-23	2009-12-15
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2009-10-23	2009-12-15