| Hong Kong Flying Tiger Asset Management Co., Limited | RO | Advising on securities | 2026-03-06 | - |
| RO | Asset management | 2026-03-06 | - |
| SOPHIA SECURITIES (INTERNATIONAL) LIMITED | RO | Advising on securities | 2024-11-15 | 2025-10-31 |
| RO | Asset management | 2024-11-15 | 2025-10-31 |
| RO | Dealing in securities | 2024-11-15 | 2025-10-31 |
| Finex Hong Kong Limited | RO | Advising on securities | 2023-03-29 | 2024-11-12 |
| RO | Asset management | 2023-03-29 | 2024-11-12 |
| RO | Dealing in securities | 2023-03-29 | 2024-11-12 |
| Rep | Advising on securities | 2023-03-07 | 2023-03-29 |
| Rep | Asset management | 2023-03-07 | 2023-03-29 |
| Rep | Dealing in securities | 2023-03-07 | 2023-03-29 |
| SUNFUND FUND MANAGEMENT LIMITED | RO | Asset management | 2022-11-30 | 2023-01-29 |
| SUNFUND SECURITIES LIMITED | RO | Advising on securities | 2022-11-23 | 2023-01-29 |
| RO | Dealing in securities | 2022-11-23 | 2023-01-29 |
| SUNFUND FUND MANAGEMENT LIMITED | Rep | Asset management | 2022-02-22 | 2022-11-30 |
| SUNFUND SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-26 | 2022-11-23 |
| Rep | Advising on securities | 2021-08-06 | 2022-11-23 |
| SBI China Capital Asset Management Limited | Rep | Advising on securities | 2021-04-26 | 2021-05-04 |
| Rep | Asset management | 2021-04-26 | 2021-05-04 |
| TAIROS INVESTMENT MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-03-20 | 2021-04-09 |
| Rep | Asset management | 2019-03-20 | 2021-04-09 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2019-02-07 |
| Rep | Dealing in securities | 2017-07-24 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-07-24 | 2019-02-07 |
| IDS FOREX HK LIMITED | Rep | Leveraged foreign exchange trading | 2016-04-20 | 2017-06-22 |
| GAIN CAPITAL - FOREX.COM HONG KONG LIMITED (TRADING AS FOREX.COM HONG KONG, FOREX.COM ASIA PACIFIC, GAIN CAPITAL FOREX) | Rep | Leveraged foreign exchange trading | 2013-04-05 | 2013-12-31 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-08-05 | 2011-09-13 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-08-05 | 2011-09-13 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-05 | 2011-09-13 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2010-05-27 | 2010-07-12 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2010-01-14 | 2010-03-31 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-23 | 2010-03-31 |