Personnel Hong Kong SFC License Details (ID 128849)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2013-11-06	2016-01-21
	Rep	Dealing in securities	2013-11-06	2016-01-21
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2012-03-05	2013-08-20
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2009-10-27	2011-04-21
	Rep	Dealing in securities	2009-10-27	2011-04-21