Personnel Hong Kong SFC License Details (ID 128875)

Personnel Hong Kong SFC License Details (ID 128875)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AETERNA ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-03-18	-
	RO	Asset management	2026-03-18	-
	Rep	Advising on securities	2026-01-29	2026-03-18
	Rep	Asset management	2026-01-29	2026-03-18
Harvestwise Asset Management Limited	RO	Advising on securities	2025-09-02	2025-11-14
	RO	Asset management	2025-09-02	2025-11-14
SINOIF ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-10-25	2024-07-08
	RO	Asset management	2022-10-25	2024-07-08
Hao Tian Asset Management Limited	RO	Advising on securities	2020-04-03	2021-09-19
	RO	Asset management	2020-04-03	2021-09-19
QMIS Asset Management Limited	RO	Advising on securities	2019-07-16	2019-08-30
	RO	Asset management	2019-07-16	2019-08-30
	Rep	Asset management	2019-05-17	2019-07-16
FORMAX ASSET MANAGEMENT LIMITED	RO	Asset management	2015-09-10	2019-03-02
	Rep	Asset management	2015-07-03	2015-09-10
Koi Investment Partners International Limited	RO	Asset management	2014-12-30	2015-04-29
	Rep	Asset management	2012-04-26	2014-12-30
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2009-11-02	2011-01-01