Personnel Hong Kong SFC License Details (ID 128878)

Personnel Hong Kong SFC License Details (ID 128878)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-09-12	2019-01-11
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-09-12	2019-01-11
	Rep	Dealing in securities	2018-09-12	2019-01-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-07-30	2010-09-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2010-07-30	2010-09-13
	Rep	Dealing in securities	2010-05-19	2010-09-13
Success Securities Limited	Rep	Dealing in securities	2009-11-05	2010-05-16