Personnel Hong Kong SFC License Details (ID 128899)

Personnel Hong Kong SFC License Details (ID 128899)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blackhorn Wealth Management Limited	Rep	Advising on securities	2026-05-07	-
	Rep	Asset management	2026-05-07	-
East Crest Capital Limited	RO	Advising on securities	2026-03-04	2026-04-22
	RO	Asset management	2026-03-04	2026-04-22
Apollo Asset Management Limited (HK)	RO	Advising on securities	2024-07-08	2025-06-30
	RO	Asset management	2024-07-08	2025-06-30
ALPS CAPITAL MANAGEMENT LIMITED	Rep	Dealing in securities	2014-01-03	2024-06-30
	Rep	Advising on securities	2009-11-10	2024-06-30
	Rep	Asset management	2009-11-10	2024-06-30