Personnel Hong Kong SFC License Details (ID 128921)

Personnel Hong Kong SFC License Details (ID 128921)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-09-24	2010-12-10
	Rep	Advising on securities	2010-09-24	2010-12-10
	Rep	Dealing in securities	2010-09-24	2010-12-10
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-09-24	2010-12-10
	Rep	Advising on securities	2010-09-24	2010-12-10
	Rep	Dealing in securities	2010-09-24	2010-12-10
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2009-12-01	2010-09-03
	Rep	Advising on securities	2009-12-01	2010-09-03
	Rep	Dealing in securities	2009-12-01	2010-09-03
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2009-12-01	2010-09-03
	Rep	Advising on securities	2009-12-01	2010-09-03
	Rep	Dealing in securities	2009-12-01	2010-09-03