Personnel Hong Kong SFC License Details (ID 128924)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Carret Private Capital Limited	Rep	Asset management	2019-04-04	2022-03-31
	Rep	Advising on securities	2018-08-13	2022-03-31
	Rep	Dealing in securities	2018-08-13	2022-03-31
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2009-11-11	2011-06-13
	Rep	Dealing in securities	2009-11-11	2011-06-13