Personnel Hong Kong SFC License Details (ID 128925)

Personnel Hong Kong SFC License Details (ID 128925)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2020-05-04	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2020-04-14	-
Merrill Lynch Far East Limited	Rep	Dealing in securities	2020-04-14	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2018-03-20	2020-02-10
	Rep	Dealing in securities	2018-03-20	2020-02-10
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2016-02-12	2020-02-10
	Rep	Dealing in securities	2014-04-30	2020-02-10
Oppenheimer Investments Asia Limited	Rep	Dealing in securities	2012-09-12	2013-05-31
Virtu ITG Hong Kong Limited	Rep	Providing automated trading services	2011-10-25	2012-08-16
	Rep	Dealing in securities	2011-10-25	2012-08-16
Knight Capital Asia Limited	Rep	Advising on securities	2009-11-11	2011-08-04
	Rep	Dealing in securities	2009-11-11	2011-08-04