Personnel Hong Kong SFC License Details (ID 128952)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI Securities (Hong Kong) Limited	Rep	Advising on securities	2024-10-14	2024-10-16
	Rep	Dealing in securities	2024-10-14	2024-10-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2014-03-20	2020-12-30
	Rep	Advising on securities	2014-02-21	2014-02-28
	Rep	Advising on securities	2012-09-13	2012-09-26
	Rep	Advising on securities	2009-11-18	2009-11-24