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Thomas, Hugh Ian Hong Kong SFC License Details (ID 128961)
Thomas, Hugh Ian
SFC ID:
AUE092
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Advising on corporate finance
2009-12-07
2011-03-14
Rep
Dealing in securities
2009-12-07
2011-03-14