| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2011-03-01 | 2011-03-25 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-03-01 | 2011-03-25 |
| Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2009-12-23 | 2011-02-17 |