Personnel Hong Kong SFC License Details (ID 129010)

Personnel Hong Kong SFC License Details (ID 129010)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on futures contracts	2017-11-22	2018-01-31
	RO	Dealing in futures contracts	2017-11-22	2018-01-31
	Rep	Advising on futures contracts	2016-06-28	2017-11-22
	Rep	Dealing in futures contracts	2016-06-28	2017-11-22
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-01-13	2012-12-23
	Rep	Advising on securities	2012-01-13	2014-09-30
	Rep	Dealing in securities	2012-01-13	2014-09-30
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2009-11-30	2010-05-01