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Personnel Hong Kong SFC License Details (ID 129014)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ALETHEIA TECHNOLOGIES LIMITED (HK)
RO
Advising on futures contracts
2013-01-23
2014-05-30
Rep
Advising on securities
2011-04-28
2014-05-30
BOWEN ASIA LIMITED
Rep
Asset management
2010-01-05
2010-11-08