Personnel Hong Kong SFC License Details (ID 129020)

Personnel Hong Kong SFC License Details (ID 129020)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AUSTRAX SECURITIES LIMITED	RO	Advising on securities	2026-08-12	-
	RO	Dealing in securities	2026-08-12	-
Golden Hen Securities and Futures Limited	Rep	Advising on securities	2024-06-07	2026-06-30
	Rep	Asset management	2024-06-07	2026-06-30
	RO	Dealing in futures contracts	2024-06-07	2026-06-30
	RO	Advising on futures contracts	2024-03-12	2026-06-30
	Rep	Dealing in futures contracts	2023-03-13	2024-06-07
	Rep	Dealing in securities	2023-03-13	2026-06-30
Grand International Futures Co., Limited	RO	Advising on futures contracts	2018-04-20	2022-10-14
	RO	Dealing in futures contracts	2018-04-20	2022-10-14
	Rep	Dealing in futures contracts	2018-02-28	2018-04-20
Lee Kee Store Company Limited	Rep	Dealing in futures contracts	2015-08-20	2018-02-20
Golden Hen Securities and Futures Limited	Rep	Dealing in futures contracts	2015-01-02	2015-08-09
	Rep	Dealing in securities	2015-01-02	2015-08-09
VICTORY SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-01-04	2010-05-06