Personnel Hong Kong SFC License Details (ID 129024)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2011-03-01	2011-04-11
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2009-12-08	2010-01-19
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2009-12-08	2010-01-19
	Rep	Dealing in securities	2009-12-08	2010-01-19
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2009-12-08	2010-01-19