Personnel SFC Licences and HKMA Registrations (ID 129034)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marex Financial Services Hong Kong Limited	Rep	Dealing in futures contracts	2026-11-02	-
	Rep	Dealing in securities	2026-11-02	-
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2022-05-04	2026-04-30
	Rep	Dealing in securities	2022-05-04	2026-04-30
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-10-01	2022-04-30
	Rep	Dealing in securities	2018-10-01	2022-04-30
	Rep	Dealing in futures contracts	2016-11-16	2018-09-30
	Rep	Dealing in securities	2016-11-16	2018-09-30
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2011-09-30	2016-06-20
	Rep	Dealing in securities	2011-09-30	2016-06-20
GFI (HK) SECURITIES L.L.C.	Rep	Dealing in securities	2009-12-07	2011-07-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.