Personnel Hong Kong SFC License Details (ID 129052)

Personnel Hong Kong SFC License Details (ID 129052)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VELBRIDGE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-02-10	2022-01-31
	RO	Asset management	2020-02-10	2022-01-31
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2019-07-22	2019-12-25
	Rep	Dealing in securities	2019-07-22	2019-12-25
OnePlatform Asset Management Limited	RO	Advising on securities	2018-10-22	2018-12-13
	RO	Dealing in securities	2018-10-22	2018-12-13
	Rep	Asset management	2018-10-15	2018-12-13
	Rep	Advising on securities	2011-09-23	2018-10-22
	Rep	Dealing in securities	2011-09-23	2018-10-22
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	2010-01-14	2010-07-02
	Rep	Dealing in securities	2010-01-14	2010-07-02